Lauren Sparling

         


    Office Phone: 210-524-1049 ext. 24
    Fax: 210-524-8154

    BUSINESS PHILOSOPHY

    Focus on maintaining a high level of professionalism, enthusiasm and commitment to excellent service for our valued clients; as well as our team of financial advisors. My time and efforts are directed in a way that supports our advisors and only adds to the continuous financial well-being of our clients… a win/win.

    PROFESSIONAL ADVANCEMENT

    • BS Economics from Santa Clara University—2006
       Emphasis in Finance and General Business
    • Series 6 and Series 63 registered
    • 11 years of Customer Relation experience
    • 7 years Investment experience

COMMUNITY INVOLVEMENT

  • Involved with the Wounded Worrier Project
  • Participated in Big Brother Big Sister of South Texas events (Foam Fest, Bowl for Kids Sake)
  • Help with Communities in Schools annual Stuff the Bus event
  • Active member of the Catholic Church and Jesuits for Social Justice
  • Alumni member and Texas Representative of Santa Clara University
  • Texas Notary Public

PROFESSIONAL DUTIES & RESPONSIBILITIES

  • Maintain current and accurate records of all financial transactions
  • Organize monthly meetings and feedback to the Partners
  • Prepare client sensitive materials for Advisor meetings
  • Ensure that all materials are in compliance and consistent with regulations
  • Provide assistance for all parties in client meetings
  • Provide training and updates to all Advisors on any regulation or internal changes to ensure compliance