KRISTEN SPARLING

  •  

         



    Office Phone: 210-460-6676
    Fax: 210-524-8154

    BUSINESS PHILOSOPHY

    As a support staff member to the team, it is my goal to assist the advisors with whatever I can to allow them to focus on the client and their needs. I strive daily to have a positive attitude, aide the flow of daily office tasks, while still promoting our firm’s element in the local community.

    PROFESSIONAL ADVANCEMENT

    • Non-Licensed Administrative Assistant with LPL Financial
    • Administrative Assistant to multiple wealth advisors
    • Over 15 years of experience in client relations
    • 5 years of experience in the promotional products industry

COMMUNITY INVOLVEMENT

  • Involvement with the Big Brothers Big Sisters of South Texas organization and their annual Bowl for Kid’s Sake event.
  • Volunteer work and participation with the Susan G Komen Race for the Cure
  • Participation in the Color Me Rad 5K
  • Participation in the Elf Louise Project

PROFESSIONAL DUTIES & RESPONSIBILITIES

  • Helping advisors with daily transactions while adhering to compliance and regulatory policies.
  • Assisting advisors in organizing and implementing seminars, scheduling appointments and other sales activities.
  • Maintaining files and preparing correspondence and documents for advisors and clients.
  • Processing new account openings, existing account transactions and compliance approvals.
  • Customer contact and relationship builder.
  • General office clerical duties.
  • CRM integration. RedTail Technology.
  • Management of social media sites, web-blasts and LPL commentary via Constant Contact.